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Phone 01722 466 110

Email hello@casterbridgewealth.co.uk

Investment Proposal request form

Please complete all sections electronically or in BLOCK capitals using blue or black ink.

Investment Proposal request form

IFA or Introducer name(Required)

Person completing the request if different from above

Date(Required)

Note: We will acknowledge receipt of your request and confirm the expected delivery timescale, usually within 5 working days.

Which accounts do you wish to include in the investment proposal?

General Investment Account (GIA)

Individual Savings Account (ISA)

Joint Investment account

Self Invested Personal Pension (SIPP)

Small Self Administered Scheme (SSAS)

Offshore Bond

Trust

Relevant provider if applicable

Name of Trust if applicable

About your Client

Title(Required)

Client 1

Title(Required)

Client 2

First Name(Required)

Middle Name

Surname(Required)

Company Name

Date of Birth(Required)

Marital Status(Required)

Current occupation:(Required)

(or at time of retirement if now retired)

Current occupation:(Required)

(or at time of retirement if now retired)

Anticipated age of retirement:(Required)

Are they a UK resident?(Required)

Yes

No

Are they a UK resident?(Required)

Yes

No

Cashflows

Initial Investment (£)

Joint

Initial Investment (£)

Client 1

Initial Investment (£)

Client 2

Anticipated Further Investment (£)

Joint

Anticipated Further Investment (£)

Client 1

Anticipated Further Investment (£)

Client 2

Required Regular Income (£)

Joint

Required Regular Income (£)

Client 1

Required Regular Income (£)

Client 2

Frequency of Income

Joint

Frequency of Income

Client 1

Frequency of Income

Client 2

Source of Funds

Joint

Source of Funds

Client 1

Source of Funds

Client 2

Fees & Charges – DPS

Expected Initial Adviser fee:

Ongoing Adviser Fee:

Casterbridge Wealth AMC:

Investment Experience(Required)

Please indicate the level of experience and understanding you have of investment matters. For example, have you previously held a portfolio, for how long and which types of investments were held:

Amount to be Invested £(Required)

Please include a breakdown of all individual accounts

Your Objectives, Restrictions and Limits

It is important that you keep us informed of any changes to your circumstances or objectives so we can review the strategy

Your Investment Objective(Required)

Capital Growth – the principal objective is to grow the capital value of the portfolio.

Capital Growth and Income – the objective is to grow the capital value of the portfolio, as well as generating some degree of income from the portfolio

Income – the principal objective is to generate income from the portfolio.

Your Willingness to accept risk(Required)

Please select the risk category that most closely matches your tolerance to risk and minimum time period for the investment portfolio we will be managing for you.

I/We have a LOWER tolerance for risk, and regardless of market circumstances would only be comfortable with minimal variation or disruption to capital value or current income and I/We are happy with a minimum investment period of 5 years.

I/We have a LOWER TO MEDIUM tolerance for risk, and would only be comfortable with moderate variation or disruption to capital value or current income and I/We are happy with a minimum investment period of 5 years.

I/We have a MEDIUM tolerance for risk and can accept moderate variation or disruption to capital value or current income in order to meet longer-term objectives and I/We are happy with a minimum investment period of 5 years.

I/We have a MEDIUM TO HIGHER tolerance for risk, and can accept significant variation or disruption to capital value or current income in order to meet longer-term objectives and I/We are happy with a minimum investment period of 5 years.

Your capacity for Loss(Required)

Here, we are looking to ascertain your capacity to bear investment losses, in the broader context of your overall current financial situation and standard of living. Please select one of the following which most closely matches your circumstances:

I/We have NO capacity to bear investment losses – Any losses to the value of the portfolio would have an unacceptable impact on my/our overall financial position and standard of living.

I/We have a LOW capacity to bear investment losses – In extreme circumstances, falls in the value of the portfolio of up to 20% would not have a material impact on my/our overall financial position and standard of living.

I/We have a MODERATE capacity to bear investment losses. In extreme circumstances, falls in the value of the portfolio of up to 35% would not have a material impact on my/our overall financial position and standard of living.

I/We have a SIGNIFICANT capacity to bear investment losses -in extreme circumstances, falls in the value of the portfolio in excess of 45% would not have a material impact on my/our overall financial position and standard of living.

Investment Mandate:

Using the mandate guidance overleaf, please tick appropriate mandate.

Portfolio 3

DPS 29% – 49%

MPS 20% – 40%

Portfolio 4

DPS 41% – 61%

MPS 35% – 55%

Portfolio 4 Income

DPS 41% – 61%

MPS 35% – 55%

Portfolio 5

DPS 53% -73%

MPS 50% – 70%

Portfolio 5 Income

DPS 53% -73%

MPS 50% – 70%

Portfolio 6

DPS 66% – 86%

MPS 65% – 85%

Portfolio 6 Income

DPS 66% – 86%

MPS N/A

Portfolio 7

DPS 78% – 98%

MPS 80% – 100%

For SIPP Account only

Will there be any additional contributions made to the fund? If so, how much each year?

If a defined benefits scheme, please give estimated value of the fund at retirement:

Have benefits been taken? If yes, which benefits?

If no, when is pension commencement intended to begin?

MM slash DD slash YYYY

How will income be taken from the fund?

*Please tick where applicable

Take PCLS, then regular income drawdown

Take PCLS, then irregular drawdown

Take regular withdrawals to include PCLS

Take irregular withdrawals to include PCLS

If known, what is the anticipated annual pension withdrawal (£ or %)?

Are there any other considerations we should be aware of?

If yes, please provide details in the client notes below)

Yes

No

Client Notes & Background

Include and client background/investment experience/restrictions/financial liabilities (children/holidays etc) we should be aware of CGT or ISA allowances etc

Email

This field is for validation purposes and should be left unchanged.

Suite 4, Brewery House, 36 Milford Street, Salisbury, SP1 2AP

hello@casterbridgewealth.co.uk 01722 466 110

IFA or Introducer name(Required)

Person completing the request if different from above

Date(Required)

Note: We will acknowledge receipt of your request and confirm the expected delivery timescale, usually within 5 working days.

Which accounts do you wish to include in the investment proposal?

General Investment Account (GIA)

Individual Savings Account (ISA)

Joint Investment account

Self Invested Personal Pension (SIPP)

Small Self Administered Scheme (SSAS)

Offshore Bond

Trust

Relevant provider if applicable

Name of Trust if applicable

About your Client

Title(Required)

Client 1

Title(Required)

Client 2

First Name(Required)

Middle Name

Surname(Required)

Company Name

Date of Birth(Required)

Marital Status(Required)

Current occupation:(Required)

(or at time of retirement if now retired)

Current occupation:(Required)

(or at time of retirement if now retired)

Anticipated age of retirement:(Required)

Are they a UK resident?(Required)

Yes

No

Are they a UK resident?(Required)

Yes

No

Cashflows

Initial Investment (£)

Joint

Initial Investment (£)

Client 1

Initial Investment (£)

Client 2

Anticipated Further Investment (£)

Joint

Anticipated Further Investment (£)

Client 1

Anticipated Further Investment (£)

Client 2

Required Regular Income (£)

Joint

Required Regular Income (£)

Client 1

Required Regular Income (£)

Client 2

Frequency of Income

Joint

Frequency of Income

Client 1

Frequency of Income

Client 2

Source of Funds

Joint

Source of Funds

Client 1

Source of Funds

Client 2

Fees & Charges – DPS

Expected Initial Adviser fee:

Ongoing Adviser Fee:

Casterbridge Wealth AMC:

Investment Experience(Required)

Please indicate the level of experience and understanding you have of investment matters. For example, have you previously held a portfolio, for how long and which types of investments were held:

Amount to be Invested £(Required)

Please include a breakdown of all individual accounts

Your Objectives, Restrictions and Limits

It is important that you keep us informed of any changes to your circumstances or objectives so we can review the strategy

Your Investment Objective(Required)

Capital Growth – the principal objective is to grow the capital value of the portfolio.

Capital Growth and Income – the objective is to grow the capital value of the portfolio, as well as generating some degree of income from the portfolio

Income – the principal objective is to generate income from the portfolio.

Your Willingness to accept risk(Required)

Please select the risk category that most closely matches your tolerance to risk and minimum time period for the investment portfolio we will be managing for you.

I/We have a LOWER tolerance for risk, and regardless of market circumstances would only be comfortable with minimal variation or disruption to capital value or current income and I/We are happy with a minimum investment period of 5 years.

I/We have a LOWER TO MEDIUM tolerance for risk, and would only be comfortable with moderate variation or disruption to capital value or current income and I/We are happy with a minimum investment period of 5 years.

I/We have a MEDIUM tolerance for risk and can accept moderate variation or disruption to capital value or current income in order to meet longer-term objectives and I/We are happy with a minimum investment period of 5 years.

I/We have a MEDIUM TO HIGHER tolerance for risk, and can accept significant variation or disruption to capital value or current income in order to meet longer-term objectives and I/We are happy with a minimum investment period of 5 years.

Your capacity for Loss(Required)

Here, we are looking to ascertain your capacity to bear investment losses, in the broader context of your overall current financial situation and standard of living. Please select one of the following which most closely matches your circumstances:

I/We have NO capacity to bear investment losses – Any losses to the value of the portfolio would have an unacceptable impact on my/our overall financial position and standard of living.

I/We have a LOW capacity to bear investment losses – In extreme circumstances, falls in the value of the portfolio of up to 20% would not have a material impact on my/our overall financial position and standard of living.

I/We have a MODERATE capacity to bear investment losses. In extreme circumstances, falls in the value of the portfolio of up to 35% would not have a material impact on my/our overall financial position and standard of living.

I/We have a SIGNIFICANT capacity to bear investment losses -in extreme circumstances, falls in the value of the portfolio in excess of 45% would not have a material impact on my/our overall financial position and standard of living.

Investment Mandate:

Using the mandate guidance overleaf, please tick appropriate mandate.

Portfolio 3

DPS 29% – 49%

MPS 20% – 40%

Portfolio 4

DPS 41% – 61%

MPS 35% – 55%

Portfolio 4 Income

DPS 41% – 61%

MPS 35% – 55%

Portfolio 5

DPS 53% -73%

MPS 50% – 70%

Portfolio 5 Income

DPS 53% -73%

MPS 50% – 70%

Portfolio 6

DPS 66% – 86%

MPS 65% – 85%

Portfolio 6 Income

DPS 66% – 86%

MPS N/A

Portfolio 7

DPS 78% – 98%

MPS 80% – 100%

For SIPP Account only

Will there be any additional contributions made to the fund? If so, how much each year?

If a defined benefits scheme, please give estimated value of the fund at retirement:

Have benefits been taken? If yes, which benefits?

If no, when is pension commencement intended to begin?

MM slash DD slash YYYY

How will income be taken from the fund?

*Please tick where applicable

Take PCLS, then regular income drawdown

Take PCLS, then irregular drawdown

Take regular withdrawals to include PCLS

Take irregular withdrawals to include PCLS

If known, what is the anticipated annual pension withdrawal (£ or %)?

Are there any other considerations we should be aware of?

If yes, please provide details in the client notes below)

Yes

No

Client Notes & Background

Include and client background/investment experience/restrictions/financial liabilities (children/holidays etc) we should be aware of CGT or ISA allowances etc

Phone

This field is for validation purposes and should be left unchanged.

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01722 466 110

hello@casterbridgewealth.co.uk

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© 2024 Casterbridge Wealth Limited is a limited company registered in England: Company registration number: 09466507. Regulatory Information: Casterbridge and Casterbridge Wealth are trading names of Casterbridge Wealth Limited which is authorised and regulated by the Financial Conduct Authority (FCA): Reference Number 727583.

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You are entering the financial advisers’ section of the website. Please read this page before proceeding, as it explains certain legal and regulatory restrictions applicable to the information in this section of the website. By clicking the ‘I Agree’ button at the end of the page, you acknowledge that the important information below has been brought to your attention. The information provided in this section of the website is intended solely for investment advisers, accountants, solicitors and any other professional financial intermediaries who are authorised and regulated by the Financial Conduct Authority. This information must not be distributed to, or relied upon by, private clients and the general public. This website should not be regarded as an offer or solicitation to conduct investment business, as defined by the Financial Services and Markets Act 2000, in any jurisdiction other than the United Kingdom. Investors who are resident in or citizens of countries other than the United Kingdom may be subject to local restrictions. In particular, no offer or invitation is made to any US persons (being residents of the United States of America or partnerships or corporations organised under the laws of the United States of America or any state, territory or possession thereof), who are excluded from the products or services offered in this site. Our full terms and conditions apply – Click here for our full T&C’s

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Adviser confirmation:

You are entering the financial advisers’ section of the website. Please read this page before proceeding, as it explains certain legal and regulatory restrictions applicable to the information in this section of the website. By clicking the ‘I Agree’ button at the end of the page, you acknowledge that the important information below has been brought to your attention. The information provided in this section of the website is intended solely for investment advisers, accountants, solicitors and any other professional financial intermediaries who are authorised and regulated by the Financial Conduct Authority. This information must not be distributed to, or relied upon by, private clients and the general public. This website should not be regarded as an offer or solicitation to conduct investment business, as defined by the Financial Services and Markets Act 2000, in any jurisdiction other than the United Kingdom. Investors who are resident in or citizens of countries other than the United Kingdom may be subject to local restrictions. In particular, no offer or invitation is made to any US persons (being residents of the United States of America or partnerships or corporations organised under the laws of the United States of America or any state, territory or possession thereof), who are excluded from the products or services offered in this site. Our full terms and conditions apply – Click here for our full T&C’s

Cancel

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